Implementing Sarbanes-Oxley (SOX) Compliance Within 90 Days.

Our client needed to fulfill SOX compliance requirements quickly, including a design and implementation of its internal controls program. The company had stretched its resources across multiple areas, so it needed an experienced team that could efficiently design and launch the financial and technology SOX program. They wanted a partner that understood their business, could move quickly, and provide a framework suitable for external audit review.

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Cybersecurity

Putting the right resource in place to seamlessly step in for a firm's unexpected resignation.

A financial firm’s key resource supporting its third-party risk management program for cybersecurity unexpectedly resigned with little notice. Dealing with a significant volume of cybersecurity reviews, this company could not afford to lose time and fall behind on its reviews due to the resignation.

Cybersecurity

Helping a highly regulated company quickly navigate and achieve cloud compliance with AWS.

As part of a digital transformation, a highly regulated company needed to move to the cloud and quickly demonstrate that it could pass controls and regulatory compliance. AWS gave them a great foundation, however with over 300 different controls to consider and prioritize, they needed help demonstrating compliance and maintaining controls after the initial test.

Cybersecurity

Equipping a small Fintech firm to punch above its weight and demonstrate compliance.

A small Fintech company needed to demonstrate compliance while missing key leadership in critical roles. Even though they were not a large financial juggernaut, it still needed to comply with the same requirements. However, due to a limited budget, they were unable to bring in the necessary resources to meet those conditions. In order to focus on the goals of their current growth cycle, they were challenged with filling in crucial knowledge gaps and developing the structure necessary to demonstrate compliance.